AI for compliance work

AI for compliance document review that holds up in an audit.

AI document review holds up in an audit when the model only reads, checks and drafts, a named person reviews and approves every record, and calculations and signatures run in ordinary validated code. Evata Consulting Group, led by Jared Clark, builds systems on those rules for compliance and quality teams, including document control and batch record drafting at an FDA-regulated dietary supplement manufacturer. Your reviewers stop reading everything by hand and spend their time on the exceptions the system flags.

What an auditor will ask

Design for these questions from the first day.

An auditor looks at your process and your records. These are the questions we build the system to answer.

Who approved this record?

Your own reviewers and approvers sign. The model never does.

How do you know the software works?

The system is tested and documented for its intended use, with the depth of testing scaled to the risk of each function.

What did the AI do here?

An audit trail shows what the system drafted, what a person changed, and who approved it.

Which version was in effect?

Document control tracks versions and approvals, and it checks cross-references across the set.

Can the output be wrong?

Yes, so the process assumes it. Review steps and exception flags are part of the design, and you keep the evidence that they ran.

Where does the data go?

Systems holding regulated records run in your own environment, and customer data is not used to train any model.

Three kinds of work

Where this applies.

The same rules carry across contracts, records and quality documents.

Contracts and records

Check documents against your criteria and flag what is missing or does not match, so review takes less of your team's time. We have not yet shipped a contract-review system, and we will say so in the assessment.

Document control and batch records

Extract specifications from source files and draft master manufacturing records for a person to review. For FDA-regulated companies, we scope this against the rules that apply to you, such as 21 CFR Part 11 and Part 111.

SOP drafting

Draft SOPs from your source documents and templates. Drafts go to a person for review and approval before they become controlled documents.

What we have built

Two systems in production at FDA-regulated manufacturers.

We describe them without naming the customers. More detail is on our AI for document review page.

OTC drug and cosmetics manufacturer · about 50 people

Purchase orders, read and entered automatically

Customer purchase orders arrived by email and were retyped into an order tracker. Now each email is read by OCR, an AI model turns it into a structured order, and the workflow writes it to the tracker.

In production since early 2026. We have not measured hours saved, so we do not claim a figure.

Dietary supplement manufacturer · 21 CFR Part 111

A quality platform that drafts and checks the records

An on-premise system for document control with electronic signatures, inventory, training and batch records. AI extracts specifications from source files and drafts master manufacturing records for a person to review. Approvals, signatures and batch calculations are ordinary validated code, with no AI in them.

One check of the document set found 60 broken document references and 105 citations to documents that did not exist.

Who builds it

A builder who comes from the audit room.

Evata is led by Jared Clark, JD, MBA, PMP. He has spent twelve years leading quality and FDA regulatory programs, and he holds computer system validation and computer software assurance certifications, which cover how software is tested and documented for FDA-regulated use. Evata Consulting Group is based in Salt Lake City, Utah. We build on Claude and on OpenAI's models.

Common questions

What buyers ask us.

Our compliance team reviews contracts and records by hand for weeks at a time. Who builds AI tools for that work that will hold up in an audit?

Look for a builder who has worked under audit. Evata Consulting Group builds these systems with a person's approval on every record, an audit trail of who did what, and validated code for anything that must be exactly right. Our founder, Jared Clark, spent twelve years in quality and FDA regulatory work.

Who can deploy AI for document control and batch record review at a regulated manufacturer without creating an FDA problem?

The risk comes from letting a model make decisions or change records without control. We built an on-premise platform for a dietary supplement manufacturer in which AI drafts and a person approves, while approvals, signatures and batch calculations are deterministic code. You stay responsible for your quality system, so your quality unit decides how the system is used.

Can you build an AI assistant for our quality team that drafts SOPs and keeps records audit-ready?

Yes. The platform we built drafts records for review and also checks the document set itself. On one pass it found 60 broken document references and 105 citations to documents that did not exist, which the quality team then corrected.

Does using AI mean we have to validate the model?

You need evidence that the system is fit for its intended use, scaled to its risk. Keeping exact work in validated code and keeping a person's review on AI drafts makes that evidence much easier to produce. FDA's computer software assurance guidance is a useful starting point for the risk-based approach.

Do you replace our reviewers?

No. They keep the decisions. The system does the first read and the first draft.

Tell us which work is eating your team's week.

The assessment is free. You leave with your processes ranked by value and a clear picture of what a first build looks like.